02.05.2019

Formation of the Slavic ethnos


Ministry of Education of the Russian Federation

Togliatti State Institute of Service

Department of Humanities

Examination by discipline:

"National history"

on the topic: "Ethnogenesis of the Eastern Slavs".

Completed by student gr. ENz - 1 Belov D.Yu.

Checked by the candidate of historical sciences, associate professor Munin A.N.

Novokuibyshevsk 2003.

Introduction page 3

The history of the origin of the Slavic tribes p. 4

Theories of settlement of the ancient Slavs p. 7

Economic activity of the Eastern Slavs p. 10

Preconditions for the formation of the ancient Russian state p. 13

Conclusion p. 15

References p. 16

Introduction.

The origin of the Slavs is one of the difficult questions in the history of Eastern and South-Eastern Europe, as well as in the history of the origin of the state of Kievan Rus. Numerous studies by historians, archaeologists, anthropologists, ethnographers and linguists do not give a complete and accurate answer to this question; of the many versions on this problem, none can be considered completely reliable.

One of the reasons for this, according to V.P. Kobychev, is the absence of any complete written sources about the Slavs until the middle of the 6th century AD.

The Slavic peoples belong to the ancient Indo-European unity, which included such peoples as the Germanic, Baltic, Romanesque, Greek, Indian, etc., which stretched back in antiquity in the space from the Atlantic Ocean to the Indian Ocean and from the Arctic Ocean to the Mediterranean Sea.

At the turn of the 19th - 20th centuries, the linguist I.A. Baudouin de Courtenay suggested the origin of the ethnonym Slavs... In his opinion, the name Slavs arose at first among the Romans, who captured many slaves on the eastern borders of the Slavic state, the second half of whose name ended in -slav: Vladislav, Sudislav, Miroslav, Yaroslav, etc. The Romans turned this ending into a common name for any slave in general (in late Latin, a slave - sclavas), and later on for the people who supplied most of these slaves. This theory was later strongly developed by German scientists - nationalists, who used it to belittle the significance of the Slavic peoples in the history of early medieval Europe. However, this theory has many weaknesses. For example, the fact that the Roman Empire, which has existed for many centuries, waging constant wars, during which it took a huge number of prisoners - slaves, suddenly drew special attention to the captured Slavs, and all slaves began to be named after them. Further, it is impossible, according to V.P. Kobychev, to explain how all the Slavic peoples, in particular the Eastern ones, who were never under the direct or indirect dominion of the Romans, took this term offensive to themselves. In addition, the author of the hypothesis himself proceeds from the fact that the root - glory is originally Slavic, therefore, the Slavs had no need to borrow this word from anyone else - it already had the widest circulation among them.

Currently, the Slavic peoples include Russians, Ukrainians, Belarusians, Poles, Czechs, Slovaks, Bulgarians, Serbs, Croats, Gascons, Slovenes. Despite the seemingly fragmented and scattered Slavic peoples, they still represent a single whole.

The history of the origin of the Slavic tribes.

The area of ​​settlement of the Slavic tribes was Central and Eastern Europe. As archaeologists assume, the Proto-Slavic tribes were the most ancient tribes - carriers of the archaeological culture, the so-called Corded Ware. They were engaged in agriculture and cattle breeding, and in the middle of 3-2 millennia BC. settled in vast areas between the Dnieper in the east, Karat in the south, Odra in the west and the Baltic Sea in the north. In the second half of the 1st millennium BC. and in the first half of the 1st millennium AD. the forest-steppe zone of this territory was inhabited by tribes known for the culture of burial fields. They, as a rule, burned the dead, and the ashes were buried in the ground in special earthen vessels - urns in cemeteries. They lived in a primitive communal system, in the first half of the 1st millennium AD. already knew plow farming and a potter's wheel ( Chernyakhovskaya culture), which testifies, on the one hand, to the beginning of the separation of handicrafts from agriculture, and on the other, to the beginning of the disintegration of the tribal system. Archaeologists consider them early Slavic tribes.

The Slavic people are considered relatively young in history. Under his own name, he was first mentioned in written sources only from the 6th century (Pseudo-Caesarius, about 525). The main forming force of the Proto-Slavic people should be considered the spontaneous unification of more or less kindred tribes. Although, undoubtedly, natural reproduction and colonization of new spaces played an equally important role.

As B.A. Rybakov points out, at the turn of 3-4 millennia BC. in the northern half of Europe (from the Rhine to the Dnieper), cattle-breeding pastoralism intensified, property and social inequality quickly emerged. Cattle becomes a symbol of wealth (in the old Russian language “ cowgirl"- treasury), and the ease of alienation of herds leads to wars and inequality of tribes and leaders, thereby violating primitive equality. The struggle for herds and pastures that began everywhere led to the widest settlement of shepherd tribes not only in Central, but also in Eastern Europe up to the Middle Volga. The settlement was carried out by separate, independently operating tribes.

It is important to note that at the time of settlement (first half of the 2nd millennium) there was still no Slavic, Germanic or Baltic community; all tribes mixed and changed neighbors as they gradually moved.

In the 15th century, after the cessation of settlement, the entire zone of European deciduous forests and forest-steppes was occupied by Indo-European tribes. Such a settled life was accompanied by the development of various kinds of ties between neighboring tribes, the establishment of languages ​​related to each other.

There were no strong economic and cultural ties between the early Slavic tribes, and there was a constant process of ethnic differentiation. During it, towards the end of the Bronze Age and during the early Iron Age, culturally distinctive groups of tribes arose, including tribes in the east the Dnieper cultures, and in the west - tribes Lusatian culture. This marked the beginning of the formation of the Eastern and Western Slavs.

In the middle of the 1st millennium A.D. on the vast territory of Eastern Europe, from Lake Ilmen to the Black Sea steppes and from the Eastern Carpathians to the Volga, the East Slavic tribes were formed. Historians count about 15 such tribes. Each tribe was a collection of clans and then occupied a relatively small isolated area. In the 8-9 centuries, the map of the settlement of the Eastern Slavs looked like this: the Slovenes (Ilyinsky Slavs) lived on the shores of Lake Ilmen and Volkhov; Krivichi with Polotsk people - in the upper reaches of the Western Dvina, Volga and Dnieper; Dregovichi - between Pripyat and Berezina; vityachi - on the Oka and the Moscow River; radimichi - on the Sozha and Desna; northerners - on the Desna, Seim, Sula and Seversky Donets; Drevlyans - on Pripyat and in the Middle Dnieper region; glade - along the middle course of the Dnieper; Buzhanians, Volynians, Duleby - in Volyn, along the Bug; Tivertsy, Uchiha - in the very south, near the Black Sea and the Danube.

The Eastern Slavs lived surrounded by numerous neighbors. To the west of them lived the Western Slavs, to the south - the South Slavs. In the northwest, the Baltic lands were occupied by the ancestors of modern Lithuanians, Latvians and Estonians. Many Finno-Ugric tribes lived in the northeastern forests and taiga - Mordovians, all, Karelians, Chud. In the east, in the Middle Volga region, the Volga Bulgaria state was formed. These Bulgarians were a Turkic people related to the Chuvash and Caucasian Balkars. The masters of the southern steppes were nomads - Turks, Avars, Khazars. In the 9th century the Pechenegs appeared there, and in the 11th century the Polovtsians came to the steppe. In the area of ​​the Middle Danube (the territory of modern Hungary), Hungarian tribes settled in the 9th century - they came there from the Urals through the southern Russian steppes and found a new homeland there.

By the 8th century A.D. the East Slavic tribes gradually formed a new ethnic community, which is somewhat conventionally called the Old Russian nationality. At the same time, some eastern Slavs by their origin were closer to the southern or western tribes than to each other. The Tale of Bygone Years contains, for example, an indication that the Radimichi and Vyatichi were descendants of the Poles, that is, Western Slavs. The Ilmen Slovenes, the ancestors of the Novgorodians, also originated, as some scholars believe, from the Western (Polabian and Pomor) Slavs, and not from those tribes that lived in the younger regions of the East European Plain.

The relative uniformity of climatic and landscape conditions, the absence of serious natural barriers in the vastness of the East European Plain, as well as the undoubted proximity of culture, language, beliefs, created objective prerequisites for political interaction of the East Slavic peoples.

There are assumptions about the origin of the names of some tribes.

Name " Tyverians”, Perhaps, comes from the name of the fortress Tura (Tvra, Turris), in which the emperor Justinian 1 placed one of the Antic tribes, apparently the ancestors of the Tiverians. The name of Tour, of course, is in some way connected with the ancient name of the Dniester Tiras, which was mentioned by Herodotus. Consequently, the Tivertsy (or Turks) were a Dniester tribe.

Concerning get caught, in different chronicles their name is read in different ways (catch, uchi, uglich, ulutichi, lyutichi, luchans). Some researchers prefer the form "uglich", which they deduce from the Russian word "corner" and suggest, in accordance with this, that the homeland of the "uglichs" was in the southern part of Bessarabia, known as the "Angle" between the Prut and the lower Danube. In the opinion of others, the name "uchi" probably comes from the Russian word "bow". In this regard, we can recall the bend of the Black Sea coast between the estuaries of the Dnieper and Dniester.

The tribal name of the Polyans (like the Drevlyans) may have been given to them, or accepted by them as an indication of the nature of the country in which they originally lived. The name "glade" means "field (steppe) people", and "Drevlyans" means "woody" (forest) people. On the other hand, the names "Polyanin" and "Drevlyanin" may refer to the previous political ties of each of these two tribes. We know that it was called from the Gothic tribes grevtungs, which exactly corresponds to the Slavic name "glade"; the name of another Gothic tribe, tervingi, has the same meaning as the "Drevlyans", we can assume that during the Gothic rule - in the third and fourth centuries - the ancestors of the glades were subordinated to the Grevtungs, and the Drevlyans to the Tervingians.

According to the Tale of Bygone Years, the Vyatichi and Radimichi tribes were descendants of two brothers - Radim and Vyatoka (Vyatko). Perhaps the names of these mythical brothers are of Ossetian origin: "Radim" - from the word "rad" ("order", "line"), and "Vyatok" - Ossetian jaetaeg ("leader).

According to V. Chivilikhin, the East Slavic tribes retained their names until 10-12 centuries: Drevlyans - by 990, Slovene - by 1018, Krivichi - by 1127, Dregovichi - by 1183. Vyatichi - by 1197.

Theories of settlement of the ancient Slavs.

Most researchers continue to search for the ancient ancestral home of the Slavs north of the Carpathian Mountains, somewhere in the space between the Oder, Vistula and Dnieper rivers.

One of the important arguments of the adherents of the Eastern orientation is zoobotanical theory, which bases its arguments on the study of the names of representatives of flora and fauna contained in the Slavic languages. In accordance with their linguistic conclusions, the supporters of this theory are looking for the ancestral home of the Slavs outside the distribution of such trees as beech, cherry, white maple, larch, namely, between the Vistula, Western Bug, Pripyat, Carpathians and the middle course of the Dnieper.

The weaknesses of this theory are the possibility of borrowing one or another zoo-botanical term and the variability and mobility of the boundaries of flora and fauna (for example, as a result of climate change in Europe, the boundaries of beech growth over the past 2 - 3 thousand years have moved hundreds of kilometers from west to east).

Adherents of the western location of the Slavic ancestral home (Kostshevsky, Kozlovsky, Chekanovsky, Ler-Splavinsky, etc.) are looking for it mainly in the interfluve of the Vistula and Oder. Their views are based on the theory that the Proto-Slavic archaeological culture belongs to the Lusatian culture, which existed from 1300 to 300 BC. This is justified by the fact that the Slavs and the bearers of the Lusatian culture coincide with the places of settlements, the form and methods of building dwellings, funeral rites (corpse burning), and most importantly by the fact that otherwise for the Slavs in Europe 1 millennium BC. no place at all to find a settlement, bearing in mind that they are one of the significant and numerous peoples of this continent. The classic areas of the Lusatian culture are the two old Slavic regions north of the Sudetenland, between the Elbe in the west, the Upper Oder in the east, and the Warta in the north; these are the Lusatia region and Silesia. Here the Lusatian culture is represented by burial grounds and settlements. Typical are large burial grounds with hundreds of burials, most often in the form of flat, i.e. not marked from above by a mound mound, shallow graves with an urn containing the ashes of a burnt deceased.

Participation in the study of the settlement of the ancient Slavs is relatively new. linguistics... Linguists have identified:

    The separation of the Proto-Slavic tribes from related or neighboring Indo-European tribes took place about 4000 - 3500 years ago;

    The neighbors of the Slavs from the Indo-European peoples were the Germans, the Baltic, the Iranians, the Dacian-Thracians, the Celts, etc .;

    Judging by the designations of landscape elements common to all Slavic peoples, the Pre-Slavs lived in the zone of deciduous forests and forest-steppe, where there were glades, lakes, swamps, but there was no sea; where there were hills, ravines, watersheds, but there were no high mountains.

However, one should pay attention to the fact that the natural zones corresponding to these linguistic definitions are located in Europe wider than the Slavic ancestral home can be assumed. The Proto-Slavs occupied only a part of the space that was reflected in their ancient dialects.

The most famous are the following versions of the spread of the Slavs:

    Vistula is the Oder variant, in which the region extending north of the Carpathians is recognized as the homeland of the Slavs. But when defining its boundaries, the opinions of scientists differ greatly. The Czech scientist Shofarik drew the border of the Slavic ancestral home in the west from the mouth of the Vistula to the Neman, in the north - from Novgorod to the sources of the Volga and Dnieper, in the east - to the Don. Further, in his opinion, it went through the lower Dnieper and Dniester, along the Carpathians to the Vistula and along the watershed of the Oder and Vistula to the Baltic Sea.

    According to academician A.A. Shakhmatov, the ancestral home of the Slavs is located in the basin of the western Dvina and the lower Neman, from where the Slavs later moved to the Vistula, and then settled in different directions.

    The Polish archaeologist A. Gardavny, as well as a number of Ukrainian archaeologists, established that the Tysznetsk culture of the 15th - 12th centuries BC, characteristic of the territory of Poland, spread to the area east of the Vistula, up to the Dnieper, partly passing to its left bank ...

Thus, the question of the exact boundaries of the ancestral homeland of the Proto-Slavs has not been finally resolved.

The most proven (according to M.I. Artamonov) is the location of the western border of the Proto-Slavic territory. It is conducted “from the sea along the Oder to the Warta River and further along this river and along the Vistula River to the Sala River. In the north, the Proto-Slavs coexisted with the ancestors of the Lithuanians - the "Ugro-Finns"; the Pripyat River served as a border with them. In the east, the Slavs reached the Dnieper and even extended beyond it, capturing at least part of the Desna river basin.

And yet, in favor of the hypothesis of the western, or rather, the southwestern (Carpathian-Danube) ancestral home of the Slavs, more arguments can be made than in favor of the eastern Dnieper-Pripyat ancestral home. Such arguments can be found in the book by V.P. Kobychev "In Search of the ancestral home of the Slavs":

    Coincidence of the tribal names of the Polabian, Pomor and other Western Slavs with the most ancient, known in this territory, ethnic names of the turn of the first centuries AD, which are attributed to the East Germanic peoples. But it is known that individual tribes received names depending on the natural characteristics of the region, due to this they could coincide among peoples of different linguistic systems, but in this case we have an almost complete coincidence of the ethnic map of two different eras, separated from each other by an interval of more than at 500 years old.

    The second argument is related to tononymy(the science of geographical names), which proves that a people, staying in a particular territory, gives names to various geographical objects, which are then passed on from generation to generation. It was found that the territory of the upper part of the basins of the Vistula, Oder and, in part, the Elbe and Dnieper rivers is full of hydronymic repetitions, which indicates the linguistic homogeneity of the population that created them. The tononymy of the western part of the Slavic lands, including the region of the Carpathian Mountains within Romania, amazes with such ancient names as Brda, Vda, Gvda, Vkra with a combination of several consonants characteristic of Slavic languages.

    The northern and northeastern borders ran along the dividing line between the Slavs and the Letto-Lithuanian tribes somewhere in the region of the northern spurs of the Carpathian Mountains, deviating south in the east, and going north towards the Baltic Sea in the west.

Economic activity of the Eastern Slavs.

Natural and climatic conditions contributed to the formation of successful economic activities of the Slavs: deep rivers, fertile soils, dense forests full of animals and birds, a moderate, even climate. These conditions played a significant role in the development of the economy of the ancient Slavs. In the southern fertile lands, people were engaged in agriculture, in the southeastern steppes - nomadic cattle breeding, in the northern and northwestern regions - hunting, hunting for fur of valuable species of animals, beekeeping (collecting honey from wild bees and wax).

First of all, the Slavs are not a nomadic people, but a settled one. The settledness of the Slavs must be understood in the sense that their main capital was not in herds and herds, but in the land, and the economy was based on the exploitation of the land. But this settled way of life was not strong, since, having exhausted arable land in one place, the Slavs easily left their dwelling and looked for another. Thus, the villages of the Slavs were very mobile in nature.

The type of Slavic house in the steppe zone was different from that in the forest zone. In the steppe, it was a frame structure covered with clay (Ukrainian hut). In the forest zone, it was a log structure (Russian hut).

Archaeological excavations of settlements indicate that the main occupation of the Eastern Slavs in the 2-5 centuries was agriculture, they sowed millet, rye (rye), wheat, flax and other crops. For agricultural work was used ralo - a primitive wooden plow with an iron tip ( personal), hoe, sickle, rake, scythe. Later, a plow with an iron share appeared.

Agriculture was carried out in transient(fallow) or slash-and-burn form.

    Relocation assumed the use of the same plots for several years in a row, after which it was not cultivated for about 20-30 years until the restoration of natural fertility. This system existed mainly in the steppe and forest-steppe regions.

    Undercut the system was used most often in the northern forest regions, where the trees were first chopped down (cut down), and when they dried out, they were burned so that the ash served as fertilizer for the soil. But this system demanded large expenditures of physical labor of people who had to unite in large labor collectives. It was only within the power of the tribal community.

The tribal community in the form of a large patriarchal family was usually located in the form of a settlement, which was called yard(courtyard, settlement, stove). It was a separate economic unit with collective ownership of land, tools and products of labor. Production and consumption within the tribal community was joint. The size of the land plots was determined only by how much land each member of the clan could master.

The ubiquitous spread of the plow and the transition from hoe to arable farming have significantly increased the culture of agriculture and its productivity. The Slavs cultivated wheat, barley, rye, millet, peas, buckwheat. We have received evidence of the use of pits by our ancestors - storage facilities that could hold up to 5 tons of grain. The Slavic export of bread in the 2nd - 4th centuries is evidenced by the borrowing of the Roman grain measure by the Slavs - quadrantal, which later became foursome(26.26 liters) and reached in our metrology until 1924. If the export of grain to the Roman Empire stimulated the development of agriculture, then the local market contributed to the emergence of a new way of grinding grain - in flour mills with millstones. Appeared bisexual and then threefields, that is, the annual rotation of different crops and fallow. Horses were bred not only for military cavalry, but also for use as draft animals on a par with oxen. The development of production factors led to the decomposition of a consanguineous community and its transition in the 6-8 centuries to a neighboring, rural community.

This transition meant that the separate family became the main economic unit. At the same time, the cultivation of the land could already be carried out in small groups, which settled according to the principle of neighborhood, not kinship. The manor, cattle, dwelling were transferred to private ownership, which meant the complete disintegration of the tribal community. Courtyards(stoves) gave way to settlements called village, and the community itself began to be called rope("peace"). The communities were ruled by the power of the elected elders, the so-called we will... The ropes merged into parishes which were already political communities.

Each family or group of relatives made everything for themselves. In small clay ovens - blast furnaces or in pits, iron was smelted from local ores. The blacksmith forged knives, axes, openers, arrowheads and spearheads, swords from it. The women sculpted pottery, weaved linen, and sewed clothes. Wooden dishes and utensils, as well as products made of birch bark and bast, were in great demand. They bought only what could not be obtained or made on the spot. The most common commodity was salt, because its deposits were not found everywhere. They also traded in copper and precious metals, from which jewelry was made. They paid for everything with popular and valuable goods that played the role of money: furs, honey, wax, grain, cattle.

In everyday life, the Slavs widely used the so-called ritual calendar associated with agricultural magic. It marked the days of the spring-summer agricultural season from seed germination to harvest; the days of pagan prayers for rain in 4 different periods were especially distinguished. The indicated 4 periods of rains were considered optimal for the Kiev region in the agronomic manuals of the late 19th century, which indicates that the Slavs of the 4th century had reliable agrotechnical observations.

The winter month, during which the forest was cut down, was called slash(from the word "cut" - to cut). The months followed dry and birch, during which the forest was dried and burned. The month of harvest was called sickle, and the month of threshing - vday(from "crackling" - to thresh). The fact that the names of the months among the ancient Slavs are associated with agricultural work testifies to the paramount importance of agriculture in their economy.

And although in the neighboring community the main agricultural land remained in joint ownership for a long time, they were already divided into plots - allotments, which were transferred to the community members for use for a certain time. And forest lands, reservoirs, hayfields and pastures remained in joint ownership. For a long time, various types of work remained, the performance of which required joint labor: paving roads, uprooting forests, etc.

The land plots were now cultivated by members of a separate family with their own tools, the harvest also belonged to this family. Thus, this economic unit no longer had to participate in compulsory equality in the production and distribution of products. This led to property stratification within the neighboring community, the emergence elders, tribal nobility, patriarchal surnames, future large landowners - feudal lords.

Preconditions for the formation of the ancient Russian state.

With the development of trade along the Russian rivers to the Black Sea and Caspian markets, large cities began to arise in the land of the Slavs. The Scandinavian sagas familiar with Russia call her “ Gardarik", I.e. country of cities. Such large cities were: Kiev - near the glades, Chernigov - among the northerners, Lyubech - among the Radimichs, Smolensk and Polotsk - among the Krivichs, Novgorod - among the Ilmen Slavs, and other similar cities served as gathering points for merchants and storage places for goods. The protection of goods in warehouses and on the tracks required an armed force, therefore, military personnel were formed in the cities squads or partnerships that included free and strong people ( knights) of different nationalities, most often the Varangians. At the head of such squads were usually Varangian leaders - kings(in Slavic konung - prince). The squad consisted of two parts: junior and senior. The younger part (" juveniles") Were also called" youths», « grids". The older part was called “ princes men ”, this included the most distinguished military leaders. The kings either traded themselves, guarding their goods with weapons, or hired to serve in the cities, and guarded the cities and city trade caravans, or, finally, they seized power in the cities and became city rulers princes... And since the city usually obeyed the volost that surrounded it, then in this case a whole principality was formed. Such Varangian principalities were founded, for example, by Askold and Dir in Kiev, Rurik in Novgorod, Rogvolod in Polotsk. Sometimes princely power arose among the Slavic tribes and independently of the Varangian kings: for example, the Drevlyans had their own local prince named Mal.

The appearance of cities, and with them trading foreigners and military squads in Russia, shook the old tribal life more than settling in new places. People who gathered in cities from different places left their tribal unions and united for their business and occupations in other communities: they became warriors-vigilantes, entered trading companies, turned to urban industrialists. Instead of a patriarchal union of relatives, social classes arose in our sense of the word: people of the military, commercial, industrial, who no longer depended on the rulers of the family, but on the city authorities - princes and masters.

Changes took place in the lives of people who remained in the volosts on their arable lands and lands. In the former patriarchal times, each clan and even each family that lived in a special court had their own separate household. Each one plowed the land and hunted for himself, built himself with his own forest, dressed and put on his shoes in fabrics and skins of his own making; each man made all the necessary tools for himself. Nothing was bought from the outside and nothing was sold to the outside. Only what was needed for the whole family or clan was stocked and prepared for future use. Such a farm is called " natural". When trade developed in Russia and cities grew, the city markets began to require goods, most of all, honey, wax and furs, which were the main items of Russian export. Under the influence of demand from the cities, they began to be mined not only for themselves, but also for sale: they were turned from an object of household consumption into a commodity and exchanged for other values ​​or sold for money that they did not know before; capitals began to form. Instead of subsistence farming began monetary.

At the same time, the elders were actively attacking the community. They no longer wanted to return to joint ownership of their lands, which they received on an equal basis with other members of the community. Thus, arose fiefdom("Fatherland", "grandfather"), or large farms that were inherited from father to sons and were the full property of this family. On the other hand, these noble people began to gradually take over the land plots of other communes, especially the impoverished ones, who could not pay off their debts with rich patrimonials. They also often annexed the lands of ordinary members of the community, not only for debts, but also by force, forcing them to pay taxes in kind ( tribute) and perform certain duties. The process of transformation of patrimonials into large landowners, and impoverished community members into feudal-dependent ones, was called charming.

Conclusion

So the type of life of our ancestors gradually changed. From the patriarchal clan and tribal life, the Slavs gradually moved to a communal structure and united under the influence of the main "oldest" cities in the volost or principality, in which people were no longer united by kinship, but by civil and state relations. In the course of time, separate urban and tribal volosts and principalities came together and united under one state authority. Then a single Russian state began; but at first it did not differ in internal cohesion and uniformity. When the famous prince Oleg took tribute to the Greeks, he took it not only for himself, but also for the city.

In conclusion, I would like to say a few words about the theory of the origin of the name "Rus". One of the explanations for the origin of this term, put forward by historians, is associated with the name of the Ros River, a tributary of the Dnieper, which gave the name of the tribe on whose territory the meadow lived. According to the so-called slavic schools tried to prove that Russia has always been Slavic. Representatives Norman schools looking for the nationality of Russia both in the Scandinavian north, and in the remnants of those Germanic tribes who lived in the first centuries of our era near the Black Sea.

The original opinion of A.A. Shakhmatov also adjoins the Norman school: “Russia is the same Normans, the same Scandinavians; Rus is the oldest layer of the Varangians, the first immigrants from Scandinavia, who settled in the south of Russia before their descendants began to settle in the less attractive wooded and swampy north. Among the Slavs, the name "rus" meant, first of all, the Varangians - the Scandinavians, whom the Finns called ruotsi. The name "rus" also passed on to the Slavic squads, which acted together with the Varangian Rus, and little by little it became entrenched in the Slavic Dnieper region.

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The answer to the question of the origin and early history of the Slavs can be given using data from various disciplines - linguistics, archeology, anthropology, ethnography. Most scientists see the Slavs as the descendants of the ancient Indo-Europeans and consider them the autochthonous population of Central and Eastern Europe.

The search for "Slavic antiquities" takes us back to the 1st millennium BC. NS. It was then, along with other barbarian tribes (Germanic, Celtic, Finno-Ugric), that Slavs with their own language and ethnic characteristics appeared on the historical arena. Separated from the Balto-Slavic community, they formed a single ethnos that speaks a language that is conventionally called "Proto-Slavic" and is considered the basis of modern Slavic languages. The term "Slavs" itself still has no scientific explanation. Many historians and linguists believe that it shares a common root with "word." The ethnonym "Slavs" is first encountered in written sources dated only to the 6th century. n. NS.

The habitat of the Proto-Slavs is localized between the Elbe (Laba) and the Vistula, the Dnieper and Dniester, to the north of the Carpathian Mountains. Linguistic data indicate that the place of the initial residence of the Slavs was a wooded and swampy land. In the common Slavic (Proto-Slavic) language, there are few words denoting a mountain landscape. "Mountain" was called a hill covered with forest, a high bank, any hill. There are also few terms associated with the sea and steppe landscape. At the same time, many words arose in the common Slavic language denoting forests and reservoirs: lake, pleso, swamp, river, gai, oak grove, grove, bor, etc. These words sound similar in modern Slavic languages. In the latitudes where the Slavs lived, the coldest month of the year was February, which is why it was called "fierce", the time of flowering and herbage fell on March and April - "queten" and "grass", etc. It was a kind of calendar of the people - farmer. The words "plow", "ploughshare", "horse" and others sound the same in the Slavic languages. It was agriculture that consolidated the Slavic tribes, ensured economic growth and rapid demographic growth.

The collapse of the Proto-Slavic community. The process of ethnic differentiation of the Slavs begins in the era of the great migration of peoples. The Slavs joined the migration process in the 4th century, when, as a result of the invasion of the Huns, the southern borders of the Slavic cultures were broken. By the beginning of the VI century. they appeared on the Danube, from here they moved to the Balkans, to the Czech Republic, and Poland. Moving in the southern, western and eastern directions, the Slavs encountered the local population: in the south with the Illyrian and Thracian tribes, in the west with the Celts and Germans, with the Finno-Ugrians and Balts in the east. As a result of these contacts and ethnic interactions, the Proto-Slavic community disintegrated, and on its basis the formation of three large ethnic groups began: Western, Southern and Eastern Slavs. The migration of the Slavs reached its climax in the 7th century, when they settled vast areas of Eastern, Southeastern and Central Europe.

Mastering new territories, the Slavs approached the borders of the Eastern Roman Empire, constantly violating its defensive lines. That is why Roman and Byzantine historians began to write about the Slavs - Tacitus, Pliny the Elder, Jordan, Procopius of Caesarea, Mauritius the Strategist and others. The Slavs in their works are called Wends, Sklavins, Antes. The oldest name of the Slavs - Wends - is found in Pliny the Elder and Tacitus. In the I-II centuries. and later, in the early Middle Ages, the name of the Wends spread to a significant part of the Western Slavs.

According to ancient sources, in the middle of the 1st millennium the community of the Wends split into two groups - Sklavins and Antes. Byzantine writers of the 6th century sklavins localize in the western section from the upper Danube to the Dniester, and the ants - in the eastern, approximately from the Dniester to the Sea of ​​Azov. The contemporaries of the Sklavins and Antes - the Gothic historian Jordan and the Byzantine writer Procopius of Caesarea - noted that both tribes descended from the same root - the Wends - and were close to each other. Comparing the Antes and Sklavins, Jordan emphasizes that the Antes are the bravest of the tribes. Constant wars with them forced Byzantium to collect information about the sklavins and ants.

According to Iordan, the sklavins were located north of the Danube, between the Danube, Dniester and Vistula; Antes inhabited the area between the Dnieper and Dniester. Under the name of the Wends are those Slavic tribes that did not participate in the resettlement to the south and lived between the Vistula and the Elbe. Many scientists believe that in the division of the Slavs into Sklavins, Antes and Wends, three modern branches of Slavs can be seen: western, southern and eastern.

Byzantine writers brought to us important information about the life, social and military organization of the Slavs. So, Procopius of Caesarea reports that "the Slavs and the Antes are not ruled by one person, but since ancient times they live in the rule of the people." This is confirmed by reports that the entire Antes people are armed, all men are warriors. Thus, the tribal system was the basis of the social organization of the Antes.

Formation of the Eastern Slavs. Moving eastward through the vast expanses of the East European Plain, the Slavs contacted the Baltic and Finno-Ugric tribes, partly assimilating, partly displacing them. As a result of these ethnic interactions, the Eastern Slavs emerged as an independent ethnic community, different from other Slavic peoples. East Slavic tribes settled in the vast region of Eastern Europe from Lake Ilmen to the Black Sea steppes and from the Eastern Carpathians to the Volga. The core of the formation of this branch of the Slavs was the Lower and Middle Dnieper regions, where agricultural tribes had lived for several thousand years.

The migration of the East Slavic tribes was directed along large rivers and river systems. It is no coincidence that the names of some tribes came from the names of rivers (Buzhany, Polochans). When the Slavs seized the sources of the Dnieper, Volga and Western Dvina, approached the Volkhov River and Lake Ilmen, extremely important communication routes were in their hands that connected the Baltic Sea with the Black and Caspian Sea.

The most important of them is “the great road from the Varangians to the Greeks”. It started from the Gulf of Finland and went to the Neva River, to Lake Ladoga, to the Volkhov River, to Lake Ilmen, to the Lovat River. From Lovat, through small rivers and a system of trails, he led to the Western Dvina, and from there - to the upper reaches of the Dnieper. Through the Dnieper, the Slavs went to the Black Sea, to the "Greeks", that is, to Byzantium. This most important trade road was used not only by the Slavs, but also by the Varangians.

Another important trade route passed along the Volga, to the lands of the Khazars and the Volga Bulgars. From the Dnieper through small rivers, Slavic merchants went to the Don, reached the Azov and Caspian seas. In the same way, foreign merchants traveled to the Slavic lands. The active trade of the Slavs with Byzantium and with the Greek colonies in the Crimea is proved by the abundance of treasures of Roman silver denarii along the Dnieper. Hoards of Arab coins, found by archaeologists along the Volga trade route, testify to the lively trade relations of the Slavs with the countries of the East. This stream of Roman and Arabic silver (both in coins and jewelry) went, obviously, in exchange for those products that the Slavs could offer - bread and furs.

Resettlement of the East Slavic tribes. Trade ties with the Byzantine Empire and the countries of the East undoubtedly contributed to the economic progress of the Eastern Slavs and their ethnic consolidation. It is no coincidence that it is along the river roads that Slavic tribal centers arise - Novgorod among the Ilmenian Slovenes, Kiev near the glades, Smolensk among the Krivichi, Polotsk among the Polotsk people.

The territory of settlement of the East Slavic tribes is outlined by the chronicler. Both banks of the Dnieper, not far from the mouth of the Desna River, were occupied by a tribe of Polyans with the center in Kiev. The chronicler explains the origin of the ethnonym "glade" as follows: "zane in poly sedokha", contrasting this tribe with the inhabitants of the forest zone. Their northeastern neighbors were northerners who lived in the basin of the Desna, Sula and Seim rivers, with the center of Chernigov. The eastern and southern borders of the northerners, lying on the outskirts of the steppes occupied by nomads, were not constant and at times reached the Northern Donets. Further, to the north, were the Radimichi, occupying the upper tributaries of the Dnieper. The annals of the Radimichs say: “Radimichi and Vyatichi are from the Poles,” which some historians interpret as evidence of their genetic ties with their western neighbors, but this is not confirmed by archaeological data. The upper reaches of the Dnieper and Western Dvina, and also partly the Volga, were inhabited by the Krivichi, one of the largest tribal associations of the Eastern Slavs, the center of which was Smolensk. An offshoot of the Krivichi, Polotsk, lived along the Polota River, along the Western Dvina. The region of Lake Ilmen and the basin of the Volkhov, Lovati and Msta rivers was occupied by the Slovenes, the northernmost group of Eastern Slavs. Their oldest tribal center was the settlement of Staraya Ladoga on the Volkhov. In the upper reaches of the Oka and its tributaries - Moscow and Ugra - there was the territory of the Vyatichi, which the chronicler produces from their legendary ancestor Vyatko. In Polesie, on the right bank of the Dnieper, north of the meadows, the Drevlyans settled, whose territory reached the Pripyat River. The main city of the Drevlyans was Iskorosten on the Uzh River. The Dregovichi possessions stretched between Pripyat and Dvina, in Polesie. Like other tribal associations, the Dregovichi had their own "reign" with the center in Turov. The upper reaches of the Pripyat and the Western Bug were inhabited by the Dulebs, or Volhynians. Along the middle and lower reaches of the Dniester up to the sea coast lived Uliches and Tivertsy, and the northeastern spurs of the Carpathians were inhabited by White Croats.

So, the area of ​​settlement of the East Slavic tribes, according to the "Tale of Bygone Years", included approximately a large part of modern Western Ukraine and some regions of Eastern, the predominant part of present-day Belarus and a number of regions of Russia. Thus, in the East Slavic tribes listed by the chronicler, one can see the ethnic ancestors of the Russians, Belarusians and Ukrainians. Moreover, the northerners were the ancestors of both Russians and Ukrainians, and the Krivichi and Radimichi were the ancestors of the Russians and Belarusians.

Beliefs. Pagan cults. The social development of the Eastern Slavs corresponded to their beliefs. The dominant religion was paganism, which deified the forces and phenomena of nature (water, fire, earth), as well as animals and plants. The Slavs worshiped fire, trees, stones, springs, prayed in sacred groves, made bloody sacrifices to their gods. The pagan gods were dissolved in nature and lived next to people. Along with the belief in pagan gods, the Eastern Slavs were characterized by the most ancient mythological ideas, according to which a water pool lived in a deep pool, drowned women who turned into mermaids lived in the water, a goblin ruled in the forest, and a brownie, his patron, was invisibly present in the house.

Pagan ideas were associated with different stages in the development of the ideology of primitive society: fetishism, totemism, the cult of ancestors. The oldest of them among the Slavs was the cult of Rod, Chura or Shchur (hence the word "ancestor"), the ancestors on the female line were called Rozhanitsy.

The cult of the family-clan ancestor-lord, patriarch, grandfather became the basis for the emergence of the cult of the tribal god. Often, different tribes had different names for the same gods. For example, the sun god was called Dazhdbog, Svarog, Khors, Yaril. The gods of individual tribes were gradually reduced to a common pantheon. Despite the conventionality and instability, a kind of hierarchy was established in it, the main deities revered by all or many tribes were distinguished: Perun - the god of thunder and lightning, the god of rain, Stribog - the god of the wind, Semargl - the god of fertility, etc.

The deified forces and phenomena of nature were personified and depicted in the form of people - idols. Archaeological research has discovered pagan religious buildings - temples and treasures, where the Slavs worshiped their idols, trying to actively influence them. For the same purpose, pagan festivals (gulbisches, brothers) were organized. In honor of the gods, bulls and rams were slaughtered, the whole tribe was brewed beer, baked pies. The ministers of pagan cults were magicians.

Slavs. Historical and archaeological research [With illustrations] Sedov Valentin Vasilievich

Formation of the Slavic ethnos

Around 550 BC NS. the migration of the tribes of the Pomeranian culture to the territory of the Lusatian culture begins. For a century and a half, settlers from Polish Pomerania settled in a significant part of the basin of the middle and upper Vistula and in the adjacent areas of the Oder basin. The migration of the population of the Pomor culture to the south was due to the invasion of their lands by the bearers of the culture of the face urns. The latter are pear-shaped earthenware vessels specially made for burials with naturalistic or schematic images of a human face. Their bodies were decorated with geometric patterns or various images (horse, rider, carriage, hunting scenes, etc.). The surface of the urns is black, the drawn ornaments were filled with white paste. The lids were in the form of a cap with small margins.

Such facial urns became widespread along with Polish Pomerania in Jutland, southern regions of Scandinavia and the Elbe basin. Earlier finds of similar urns are widely represented in Etruria (Italy). Face urns were clearly brought to Northern Europe by immigrants, whose ethnic group is not possible to determine. The materials of the Pomor culture indicate that the newcomer population has dissolved in the environment of the more numerous aboriginal.

The resettlement of carriers of the Pomor culture in the Vistula and Oder basins was not accompanied by any tangible movements of the local Lusatian population. It did not leave its places of residence. At the first stage, the settlements and the burial grounds of the carriers of Lusatian and Pomor antiquities that were synchronous to them coexisted on the same territory in parallel. But very soon the process of cross-breeding of the newcomer population with the aborigines began: common settlements and burial grounds were formed. This was facilitated by the same economic structures, way of life and levels of social development of the Lusatian and Pomor tribes, their ethnic affinity.

In that part of the area of ​​the Lusatian culture, where settlers from Polish Pomerania settled, a process of mixing and leveling of cultural elements is observed. So, in the burial grounds the number of collective burials is gradually decreasing, which was characteristic of the rituals of the Pomor culture. Individual burials, characteristic of the Lusatian population, are becoming dominant. The custom of building stone boxes for burials, which was typical of the Pomor culture, is gradually disappearing, but a typical Lusatian feature is widespread - burials in ground pits in clay urns or without them. A similar mixing situation is revealed both in the development of ceramics and in metal products. In burial rituals, the custom of covering the remains of burials with a large bell-shaped vessel - a flare (from the Polish klosz) - is becoming more and more widespread. The result of the intraregional interaction of the Lusatian and Pomor populations was the formation of a new entity - the culture of undergrowth burials.

This culture dates back to 400-100 BC. BC NS. Its original territory - the basins of the middle and upper reaches of the Vistula and the tributary of the Oder Warta - is limited by the zone of mixing of the Lusatian and Pomeranian population. In the Middle Latensk period, the area of ​​the culture of sub-Klyoshe burials expanded to the middle reaches of the Oder in the west and to the western, marginal regions of Volyn and Pripyat Polesie in the east. Its most eastern monuments are the Mlynishche burial grounds near Vladimir Volynsky and Drogichin near Pinsk (Fig. 10).

Rice. 10. Formation of the Slavic ethnos

a - burial grounds of the culture of podklyoshey burials;

b - the original region of the Pomor culture;

c - the territory of the settlement of the tribes of the Pomor culture;

d - the area of ​​the Lusatian culture;

d - Yastorf culture (Germans);

e - Western Hallstatt (Celts);

g - Eastern Hallstatt (Illyrians);

h - Western Baltic burial mounds (Western Balts);

and - the territory of the Eastern Balts;

k - the area of ​​Milograd culture;

l - Scythian culture;

m - Dacian tribes.

The settlements of the podklyoshey burial culture were unfortified. In terms of topographic features and size, they are close to the Lusatian ones. Based on the analysis of anthropological materials from the burial grounds, Polish archaeologists claim that most of the settlements had 20–40 inhabitants. The dwellings were ground rectangular buildings of a pillar structure, continuing the traditions of housebuilding of the Lusatian culture. The hearths were laid out of stones and were usually located near one of the long sides of the dwelling. The floor was earthen, the floor was gable. In the settlement of Bzhesc-Kujawski, semi-earthen houses of sub-square or rectangular shape with sides of 3-4 m and a depth of pits 0.6-1 m were also investigated.

The burial grounds of the culture of the podklyoshey burials are burial-free. The mounds characteristic of the Pomor culture disappear with the formation of a new culture. Only in the northern, marginal regions of its range, the population occasionally continued to build mounds. Burials in earthen burial grounds were performed according to the rite of cremations. The remains of the cremation of the dead collected from the funeral pyre were placed in clay urns and covered (by no means in all cases) with a large vessel turned upside down. Such a ritual appeared in the Lusatian culture during the 4th Bronze Age. Then it was a rare ritual, but recorded over a wide area. In the context of intraregional mixing of the Lusatian population with those who came from the lands of the Polish Pomerania, this type of ritual, for some reason, has now become dominant, becoming a marker of a new cultural and historical formation. This is not observed in the indigenous lands of the Pomor culture.

A number of burial grounds of the Lusatian culture continued to function during the culture of podklyosh burials, indicating that the latter culture was a direct continuation of the Lusatian culture. One of these is the Warsaw-Grochów necropolis, where 370 Lusatian graves and over 20 burials underneath have been excavated.

Among the burials of the culture of the podklyoshey burials there are urns and burials without burials. In both cases, the custom was recorded to fill calcified bones with the remains of a funeral pyre. Sometimes the burials were decorated with stones. During the excavation of the burial ground in Transbur near Minsk Mazovetsky, where 126 burials were examined, traces of stakes driven in around the grave pit were revealed. Researchers of the monument believe that house-like structures made of thin risers and wicker walls were built over the burials. In this regard, it is suggested that in ancient times, each burial on the surface was designated by a light wooden structure or a small earthen embankment.

In addition to urns, attachment vessels are not uncommon in burials. This is definitely a Lusatian tradition. The number of attachments is usually two or three vessels. The main part of the burials of the culture of the podklyoshey burials is without inventory, in other things, as a rule, they are few. These are metal pins, brooches, rings, etc.

The earthenware of the culture of the podklyosh burials reflects the synthesis of the Lusatian and Pomor cultures. Some of the ceramics are a direct continuation of the Lusatian ceramics. These are tall egg-shaped pots, which include flare vessels, rounded vessels with two ears, amphora-shaped vessels, bowls with an outward-curved edge, sieve vessels, cups, and flat round lids. Another part of the ceramics evolved from Pomeranian dishes - convex vessels with a smooth top and a specially rough ("crooked") body, which were also used as "flares", amphora-shaped vessels with a rough surface, bowls with a ribbed edge and an eyelet, jugs. There were also vessels that were previously common in both Lusatian and Pomor antiquities, in particular pots with a high cylindrical neck. All pottery was made by hand, without the use of a potter's wheel (Fig. 11).

Rice. 11. Ceramics of the culture of under-claw burials

1 - Shimborze;

2, 5–7, 9, 10 - Betolenka Dvorska;

3 - Warsaw-Grochów;

4 - Sarnovek;

8 - Brzesz.

The legacy of the Lusatian culture was the pins with spiral heads and ends twisted into the eyelet. From the Pomeranian to the culture of under-claw burials, pins with disc-shaped heads, Chertos-type brooches, and single finds of Kovachevich brooches passed over. Bronze items are mainly represented by ornaments (Fig. 12).

Rice. 12. Bronze adornments of the culture of underbelly burials

1-5 - pins;

6 - pendant;

7, 8 - bracelets.

1, 3–5, 7, 8 - Ketzh;

2 - Transbur;

6 - Brzesz.

At the time in question, metal objects were made mainly of iron. Among them, pins with swan-shaped heads, nail-shaped and with heads in the form of a tubular ear are among the most common. There were also brooches of the Early and Middle Latentian types, necklaces made of glass beads, bronze neck torcs in the form of crowns, and spiral pendants, which were previously common in Lusatian antiquities. In the cultural monuments of podklyoshey burials, there are also objects made of bone and horn - needles, punctures, ornamented onlays, and more.

The basis of the economy of the population of the culture under consideration was agriculture and cattle breeding. Archaeologists have recorded traces of plowing the soil, but no iron arable tools have yet been found, apparently, they were entirely made of wood. Millet, wheat, barley, peas, beans, flax were cultivated. Excavations also revealed traces of fishing, hunting and gathering forest fruits.

There is every reason to attribute the population of the culture of subklyoshey burials to the Slavic ethnos. Starting with this culture, there is a continuity in the evolutionary development of antiquities up to the authentically Slavic early Middle Ages. Thus, the period of the formation and development of the culture in question was the stage of the formation of the Slavic ethnos. The ancient European population of the Vistula-Oder basin at that time, in the conditions of intraregional interaction with the tribes of the Pomor culture, became Slavic. A. Meye, noting that the reasons that caused linguistic neoformations among the Indo-Europeans in antiquity were still too little studied, attributed to this the mixing of Indo-European tribes with tribes that spoke other languages. The scientist cited the Greek language as an example.

A. Meillet's concept of linguistic differentiation as a result of an external impulse from the substrate has been criticized and really cannot be all-encompassing. At the same time, it does not follow from the criticism that the thought of this linguist should be completely rejected, and when taking into account the archaeological data in the case under study, it turns out to be quite acceptable.

A. Meye emphasized that the Slavic language is an Indo-European language of the archaic type, the vocabulary and grammar of which have not experienced shocks. Based on modern archaeological materials, the conclusion about the formation of the Slavs in the conditions of intraregional interaction of the northeastern groups of the ancient European population, represented by the Lusatian culture, with the tribes of the Pomor culture settled in the same territory, attributed as peripheral Balts or as carriers of intermediate outskirts of the Balto-Ancient European dialects, does not at all any linguistic data.

The culture of podklyoshey burials corresponds to the stage of formation and initial development of the Proto-Slavic language. At this time, the language of the Slavs had just begun an independent life, and their own linguistic structure, different from other Indo-European structures, and their own vocabulary were gradually developed. The time of the culture of podklyoshey burials, according to the periodization of F.P. Filin, is the first stage in the evolution of the Proto-Slavic language. Characterizing it, the researcher noted that at this time the neoplasms also touched the vowel area (weakening the role of labialization), and the nature of quantitative and qualitative alternations, and changes in ancient laryngal sounds, and some changes in the consonant system and grammar. It is not excluded, FP Filin concluded, that "the origins of many new formations were laid even before the final separation of the common Slavic language from the ancient Indo-European dialectal groupings." Isolation of the Proto-Slavic language from the Old European language was obviously a lengthy process. Its beginning, in all likelihood, belongs to the dialects of the tribes of the Lusatian culture, and the final stage - to the period of the culture of podklyosh burials.

The area of ​​distribution of this culture corresponds to the geographical features that characterize the lexical data of the Proto-Slavic language - the presence of numerous words referring to the designation of forest vegetation and inhabitants of forests, lakes and swamps in the absence of terms denoting the specifics of the seas, mountainous and steppe areas. The Slavic ancestral home, or the region of the formation of the Proto-Slavic language and ethnos, according to lexical materials, was located in a forest, flat area with the presence of lakes and swamps, away from the sea, mountain ranges and steppe spaces.

The data of comparative historical linguistics also correspond to the localization of the early Slavs in the area of ​​the culture of podklyoshey burials.

As evidenced by linguistics, the early Slavs were in close neighborly contacts, primarily with the speakers of the West Baltic dialects. The materials of archeology clearly indicate that, indeed, the closest neighbors of the Slavs - carriers of the culture of subklyoshe burials - were the Western Balts and relations with them were very close. This is evidenced by the clay vessels, which are often found in the cultural monuments of the Western Baltic mounds, resembling the Lusatian-podklyoshny ones, as well as tools and decorations that are very close to the two cultures. Some metal items (socketed axes, massive neck torcs, bracelets, etc.) were equally characteristic both for the culture of under-burial burials and for the West Balt burial mounds. An even closer connection is revealed between the culture of podklyosh burials and the antiquities of Polish Pomerania. Their territories were separated by a transition zone, in which elements of both cultures were combined. Some podklyoshey burials found in the Lower Hanging, as well as the Pomor burials in the area of ​​the podklyoshey burial culture indicate a certain interpenetration of the Slavic and peripheral Baltic populations. In the Pripyat basin, the closest neighbors of the Slavs were tribes of the Milograd culture (their territories did not touch, but were separated by an unpopulated space), the determination of whose ethnicity causes insurmountable difficulties. Most likely, it was also one of the groupings of the peripheral Balts.

In second place in importance were the early Slavic-Germanic language contacts. The Germanic tribes, represented by the Yastorf culture, were the immediate northwestern neighbors of the Slavs - carriers of the culture of under-burials. Contacts between these ethnic groups were carried out both directly and through the mediation of the tribes of the Pomor culture. This is clearly evidenced by many objects (pins with swan-like heads, with heads twisted into an ear, Chertos and Kovachevich brooches, two-eared vessels, etc.), which have received more or less uniform distribution in the areas of the three named cultures. In the marginal regions of the Yastorf culture, there are vessels with a rough surface, which were widely used in the culture of under-claw burials. On the contrary, from the Jastorf culture of under-klyoshe burials, as a result of contacts, jugs with a wide ear and covers of a specific appearance penetrated into the lands.

The Slavic-Germanic lexical interpenetration of the most ancient era, studied by V. Kiparsky and V.V.

The territory of the culture of podklyoshey burials in the southeast approached the Scythian archaeological area. Isolated monuments of this culture have been found on its western outskirts. However, archaeological materials do not give any reason to talk about close interactions of the Slavs with the Iranian-speaking world at the time in question. No elements of Scythian origin are found in the cultural monuments of the podklyosh burials, just as the reverse cultural influence is not felt. This does not contradict the data of linguistics.

In the south and south-west, the neighbors of the Slavs - carriers of the culture of under-burials - at first were the tribes of the Lusatian culture of Lesser Poland, Silesia and the Lubus region, not affected by the migration of the Pomeranian population. It must be assumed that these were tribes who spoke even in ancient European dialects. Further south, behind the Carpathian Mountains, there was a vast area of ​​Thracian tribes. Linguistic and archaeological materials indicate that the early Slavs did not have contact with the Thracians.

Ethnonym Slavs did not appear immediately after the separation of this ethnic group. The formation of an ethnos and the birth of an ethnonym are often not one-act phenomena. In this regard, O. Trubachev notes that the appearance of the ethnonym was usually preceded by a long period of relatively narrow ethnic horizons, when the people, the tribe, in essence, do not call themselves in any way, resorting to the common noun self-identification 'we', 'ours', 'ours', 'people' (in general) ". And then the researcher writes: “...‘ our ’was united first of all by the mutual intelligibility of speech, whence the correct and perhaps the oldest etymology of the name of the Slavs - from repute, the word / I’m in the meaning‘ to be heard, to be understood ’”.

The Germans, the carriers of the Jastorf culture, were the direct neighbors of the tribes - the carriers of the Lusatian culture, preserved at the beginning of the Iron Age in Silesia and the Lubus land, that is, even the ancient Europeans, who, very likely, called themselves the ancient European ethnonym Venets / Wends. This ethnonym was transferred by the Germans to the emerging Slavic ethnos.

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§ 1. The essence of ethnos and ethnonation

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the author

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From the book Historical Ethnology the author Lurie Svetlana Vladimirovna

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From the book Secrets of the Russian Kaganate the author Galkina Elena Sergeevna

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From the book Scythia against the West [The Rise and Fall of the Scythian Empire] the author Eliseev Alexander Vladimirovich

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From the book Philosophy of History the author Semenov Yuri Ivanovich

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From the book History of Slovakia the author Avenarius Alexander

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From the book A Course of Lectures on Social Philosophy the author Semenov Yuri Ivanovich

3. The structure of the ethnos Ethnicity can have a different structure. It can consist of (1) an ethnic core - the main part of the ethnos living compactly in a certain territory, (2) an ethnic periphery - compact groups of representatives of a given ethnos, one way or another separated from

The ethnogenesis of the Slavs is the origin and formation of the Slavic community. It includes not only the emergence and isolation of the Slavs from a whole set of peoples, but also their further resettlement, development as a people.

The problems of the ethnogenesis of the Slavs remain relevant for many centuries. This is due to the fact that there are many mysteries, many questions to which there are no definite answers yet. And to know the history of our ancestors is the sacred duty of each of us. Therefore, it is worth at least trying to delve into this important and serious historical aspect, as the ethnogenesis of the ancient Slavs.

The first written evidence of the Slavs dates back to the fourth century AD. However, we know that the ethnogenesis of the early Slavs goes back to the last era (in the middle of the first millennium). Then there was a separation of the Slavs from the large Indo-European family of peoples.

Theories of ethnogenesis of the Slavs

They can be divided into three large groups. The first of them is migration, that is, the Slavs moved from one territory to another. She, in turn, is divided into:

The second theory is autochthonous. It is diametrically opposite. It says that the Slavs did not move anywhere, but originally lived in the Eastern European lands. This point of view is supported by Russian scientists.

And the third hypothesis is mixed. It was proposed by the scientist Sobolevsky. It consists in the fact that the Slavs appeared in the Baltic States, and then moved to the lands of Eastern Europe.

This is how the ethnogenesis of the Slavs is imagined different sources and historians. And they have not yet come to a consensus, and they are unlikely to ever come.

Ethnogenesis and culture of the ancient Slavs

The culture of the Slavs, which existed at the dawn of their development, remains an important aspect. They lived in special houses that were built along the banks of the rivers. The ancient Slavs carefully defended their homes. They did this with the help of stockades, ravines, ditches. After all, the threat of attack has always existed.

The first occupations of the ancient Slavs were fishing, and a little later, agriculture and hunting. The man was a breadwinner, a protector. And the woman was assigned the role of the keeper of the hearth: she raised children, cooked food, made clothes.

Over time, the Slavs learned how to process metal and make tools, household items from it.

Slavs: ethnogenesis and settlement

The migration of the Slavs was due to the fact that in the third-seventh centuries it was generally massive. This era also bears the appropriate name - the Great Migration of Nations. By the 6th century, the Slavs had reached the Baltic and Black Seas.

Around the same time, there was a division of all Slavs into eastern, western and southern. A little later, they appeared on the territory of modern Belarus. Already in the eighth century, the Slavs firmly settled in the Balkans, and from the north - in the area of ​​Lake Ladoga. This, in brief, is the ethnogenesis and early history of the Slavs.

After being divided into three branches, each of them began its own story. But everywhere there was a tendency towards the formation of tribal unions. For example, among the Western Slavs, these are Pomorians and Polabs. The Eastern Slavs were divided into thirteen tribal unions (glade, Krivichi, northerners and others). And the South Slavic tribes included the Bulgarian, Serbian and other tribes.

These alliances became a prerequisite for the formation of states, but that's another story ...

Ethnogenesis of the Slavs according to archeology

The first recorded archaeological sources date back to the first millennium BC. However, we cannot reliably talk about their belonging to the Slavs. But the monuments attributed to the fifth-sixth centuries are definitely of Slavic origin.

The problem of the ethnogenesis of the Slavs in archaeological site lies in the impossibility with one hundred percent certainty to attribute them to the Slavic. It is also difficult to trace their succession.

The ancestral home of the Slavs and their ethnogenesis

Most scientists are inclined to believe that the ancestral home of the ancient Slavs was Eastern Europe, as well as Central. It was flanked by the rivers Elbe, Vistula, Dnieper and Dniester. It was there that the pre-Slavs lived - the predecessors of the Slavs. Of course, there are scientists who hold other points of view that are more dubious.

The early history of the Slavs, their ethnogenesis were always under the strong influence of other peoples, who were often hostile. In addition, natural and climatic conditions played an important role here.

The truth about the great culture of the ancient Slavs

By far the most important in learning ancient history Slavs are archeological data. In modern archaeological research, natural scientific methods are very widely used: radiocarbon dating, dendrochronology, palynological, floristic and faunistic analyzes, metallography, etc. All this, with the constant replenishment of the source fund, makes the conclusions of archeology historically quite specific and more and more accurate ... But due to the specifics of its source base, archeology independently studies again not integral ethnogenesis, but only its important part - cultural genesis. Obviously, it is possible to penetrate into the depths of the ethnic history of the Slavs, like other non-literate peoples, only at an interdisciplinary level, using in full measure the data of all the above-named sciences. A new scientific field, ethnogenesology, is gradually emerging. In this work, the emphasis is placed on the interdisciplinary approach in solving the issues of the early ethnogenesis of the Slavs, but the outline of the presentation is formed by the materials of archeology and linguistics.

Before proceeding with the presentation of the problem of the origin and initial history of the Slavs, I consider it necessary to make three notes.

At first, in an interdisciplinary study, the conclusions of each of the sciences should be fully substantiated by their own materials, but not in any way inspired by the data of related sciences.

Secondly, the ethnogenesis of the Slavs should be considered in conjunction with the study of the ethnohistory of neighboring peoples.

Thirdly, it should be borne in mind that there can be no straightforward answer to the question of the relationship between archaeological cultures and ethnic groups.

In ancient times, ethnic history was very complex and mosaic, due to various migrations, processes of cross-breeding, assimilation and integration of ethnic groups. Archeology knows cultures, both mono-ethnic and multi-ethnic, and characterizing more complex situations, and not corresponding to ethnic groups, and completely indefinable in ethnic terms. Although, of course, modern archeology is able to understand all this diversity.

In archeology, the retrospective method is the main one in the study of cultural genesis. It consists in a step-by-step tracing of the origins of a particular archaeological culture, the most important ethnographic markers - from the early medieval period, when the ethnicity of antiquities is reliably determined by historical materials, into the depths of centuries, to those cultural formations with which genetic links are revealed, and from them - one step lower, etc.

It is now evident that the disintegration of the Indo-European language was a multi-act process stretching over millennia. At the first stage, the Anatolians, then the Indo-Aryans, Iranians, Armenians, Greeks, Thracians and Tochars, separated and began to develop as distinctive ethno-linguistic formations. The languages ​​of the Indo-European tribes that settled the lands of Central Europe took shape as independent languages ​​relatively late. As a result of many years of linguistic research, the German scientist G. Krae came to the following conclusion: while Anatolian, Indo-Iranian, Armenian and Greek languages ​​have already separated from the rest of Indo-European and developed as independent, Italic, Celtic, Germanic, Illyrian, Slavic and Baltic languages ​​still did not exist. The dialects on the basis of which these languages ​​developed were then a fairly homogeneous community and were related to each other to varying degrees.

This ethno-linguistic community existed in Central Europe in the 2nd millennium BC. and was named by G. Krae ancient European. Over time, the Celts, Italics, Illyrians, Veneti, Germans, Balts and Slavs emerged from it. Ancient Europeans developed common terminology in the fields of agriculture, social relations and religion. The traces of their settlement were specific hydronyms, characterized by the same researcher. He determined that the areas of Central Europe north of the Alps were the earliest region of settlement of the ancient Europeans.

The conclusions of G. Krae found authoritative confirmation in subsequent linguistic studies. Thus, the famous Soviet Iranian scholar V.I. Abaev identified a number of North Iranian-European linguistic rapprochements and parallels in the field of mythology, indisputably testifying to the contacts of the ancient Iranians of Southeast Europe with the not yet dismembered European tribes. He believed that the ancient European linguistic community should be recognized as a historical reality. Based on the analysis of the Slavic vocabulary of pottery, blacksmithing, textile and woodworking crafts, O.N. Trubachev came to the conclusion that the carriers of the early Slavic dialects or their ancestors at the time when this craft terminology was formed, were in close contact with the future Germans and Italians, that is, the Indo-Europeans of Central Europe. The scientist defines the Central European cultural and historical area, which in general corresponds to the archaeological area - the territory of the Central European community of burial urn fields and the hydronymic core of the ancient Europeans. The scheme of differentiation of Indo-Europeans is shown in Fig. 1.

Rice. 1. Differentiation scheme of Indo-Europeans

Archeology comes to a similar conclusion regardless of linguistics. In the search for the origins of Slavism, a multistage retrospective method leads to the Central European cultural and historical community of the fields of burial urns that existed in Central Europe (from the Rhine in the west to the Vistula in the east) in the period from 1250-1200 to 800-600. BC. This community adopted and developed their culture of burial mounds (1500-1250 / 1200 BC), the formation of which was the result of a large migration wave of one of the Indo-European groups. The existence of this major cultural and historical formation in Central Europe in the Bronze Age was noticed by archaeologists in the middle of the 20th century. It was suggested that the tribes of this community were closely related and constituted some kind of ethno-linguistic group of Indo-Europeans.

At present, there is every reason to identify the population of the Central European community of fields of burial urns with the ancient Europeans (Fig. 2). The situation within the community, according to archeology, was exactly the same as emerging from the facts of linguistics. This is the historical formation of related tribes, which were characterized by a uniform way of life, economy and rituals, even the economy and, which is very important, a common spiritual life. The tribes within the community interacted in the closest way with each other.


Rice. 2. Resettlement of ancient Europeans and the formation of new ethnic groups

a- the area of ​​the Central European cultural and historical community of the fields of burial urns: b- the main directions of settlement; v- the area of ​​the West Hallstatt culture; G- Yastorf culture; d- culture of under-claw burials; e- Pomor culture (marginal Balts); f- West Balt burial mounds; s- the culture of the Italic tribes; and- East Hallstatt culture; To- este culture
At the stage of transition from the Bronze Age to the Iron Age, as a result of migrations, differential and unequal economic processes from the environment of the ancient European community around 750, the Celts were formed (western hallstatt - VIII-V centuries BC), around 700 - Illyrians (eastern Hallstatt - VII-IV centuries BC), a little earlier (about 900), in the process of migration to the Apennine Peninsula (in two large waves - Protolatin and Osco-Umbrian) - Italics (Terramar and Villanova cultures ), the Veneti (the Este culture on the northern coast of the Adriatic, dating from 950-183 BC), the Germans (the Yastorf culture of 600-300 BC on the Elbe and in Jutland) and the Slavs (the culture of under-claw burials 400-100 BC in the area between the Oder and Vistula rivers). Part of the ancient Europeans penetrated into the southeastern Baltic and took part in the genesis of the Balts. On the contrary, the outlying Balts settled on the territory of the formation of the Slavs and joined them.

The culture of under-claw burials (a typical ritual was to cover the remains of the burnt with a large vessel - in Polish "klesh" - turned upside down) corresponds to the first stage in the development of the Slavic language and ethnos. The language of the Slavs at this time had just begun an independent life, gradually developing its own structure and vocabulary. Correlation of the data of archeology and linguistics reveals their complete correlation. Linguistics testifies to the contacts of the Slavs at this time with the Western Balts, Germans and Scythians. According to the materials of archeology, the population of the culture of under-claw burials coexisted and closely interacted in the northeast with the western Balts (the culture of the Western Balt barrows), in the northwest with the Germans (Yastorf culture) and in the southeast with the Scythian tribes.

The next stage in the history of the Slavs is associated with close contacts with the Celts. The latter, having overcome the Sudetes and the Carpathians in two waves, settled on the Oder in Silesia, where the La Tene culture typical of the Celts developed, and on the Vistula in Lesser Poland, where the Tynetsk culture was formed, which combined Celtic features with Przeworski. A significant influence of the Celtic culture is recorded further to the north of the Vistula-Oder interfluve. As a result, the culture of under-claw burials is transformed into the Przeworsk one, at first with a clear "Celtic coloration". Gradually, the Slavs - carriers of the Przeworsk culture - assimilated the Celts, first in Malopolska, and later in Silesia. The Celtic substrate had a powerful impact on the development of the Przewor culture, the heritage of the Celts is manifested in ceramic production, metallurgy and blacksmithing, funeral rituals, and spiritual life. Ultimately, two dialect-ethnographic groups of Slavs are formed - the southern one, where the Celtic substratum participated in the ethnogenesis of the Slavs, and the northern one, where the Slavs closely interacted with the Celtic civilization as neighbors (Fig. 3).



Rice. 3. Slavs in Roman times

a- the area of ​​the northern variant of the Przeworsk culture; b- the southern version of the Przeworsk culture, formed with the participation of the Celtic substrate; v- the territory of the settlement of the Celts in the era of Laten; G- the territory of settlement of the Sarmatian tribes and late Scythian cultures before the settlement of the Slavs and Goths in the Northern Black Sea region; d- Podolsk-Dnieper version of the Chernyakhov culture; e- the common border of the area of ​​Chernyakhov culture
From the time of I. Dombrovsky (1753-1829) to the present day in linguistics, the position is widespread, according to which the Slavs were initially divided into two large groups. Researchers have characterized morphological, syntactic and word-formation criteria for such division. F.P. Filin showed the originality of the North Slavic vocabulary related to the peculiarities of the area and natural phenomena, to the names of plants, fish, animals and birds, the terms of agriculture. Archeology places this delimiting process on a concrete historical basis.

The first mentions of the Slavs by ancient authors (under the name "Wends", "Veneti") date back to the 1st-2nd centuries. AD ... The fact that these were indeed the Slavs is quite definitely evidenced by Jordan, the author of "Getica", written in the middle of the 6th century. He informs that the Veneti - "numerous tribe" settled "from the origins of Vistula(Vistula) over huge spaces ", known mainly as Slavs and Antes. Judging by the early medieval documents, the Wends were called the Slavs by their closest neighbors - the Germans, and by this ethnonym the Germans still refer to the Lusatian Slavs. The Slavs are also called Veneds by the Baltic Finns - Estonians, Karelians, Vepsians and the Finns themselves.

The ethnonym "Wends", it must be assumed, goes back to the ancient European community. From it, as already mentioned, came the Veneti of the North Adriatic, as well as the Celtic tribe of the Veneti in Brittany, conquered by Caesar during his campaigns in Gaul in the 50s of the 1st century. BC, and the Wends (Veneti) - the Slavs. For the first time the Wends (Slavs) are found in the encyclopedic work "Natural History", written by Pliny the Elder (23 / 24-79 AD). In the section devoted to the geographical description of Europe, he reports that Eningia (some area of ​​Europe, the correspondence of which is not present on modern maps) "inhabited up to the Visula River by Sarmatians, Wends, Skiri ...". The Skirs are a Germanic tribe located somewhere north of the Carpathians. Obviously, their neighbors (as well as the Sarmatians) were the Wends.

A somewhat more specific place of residence of the Wends is noted in the work of the Greek geographer and astronomer Ptolemy "Geographical Guide" (third quarter of the 2nd century AD). The scientist names the Wends among the "big peoples" of Sarmatia and definitely connects the places of their settlements with the Vistula basin. Ptolemy calls the Eastern neighbors of the Wends the Galindians and the Sudins - these are fairly well-known Western Baltic tribes located in the interfluve of the Vistula and the Neman. On the Roman geographical map of the III century. AD, known in the historical literature as "Peutinger's tables", the Sarmatian Wends are designated south of the Baltic Sea and north of the Carpathians.

The regions occupied by the Slavs in Roman times (II-IV centuries AD) did not have any natural boundaries. It was repeatedly invaded from the west by various Germanic tribes, which is documented by archeological materials and recorded by ancient authors. Analysis of the data from excavations of settlements and burial grounds of the Przeworsk culture makes it possible to isolate ethnographic features characteristic of the Slavs and characteristic of the Germans in household construction, funeral rituals and pottery. The products that came out of the provincial-Roman workshops - pottery, blacksmith's products, metal parts of clothing and ornaments - were equally used by both the Slavs and the Germans.

It becomes obvious that the Slavic ethnos sharply dominated in the Vistula basin, the Slavic population also prevailed in the Oder basin, but there were also many immigrants from the indigenous Germanic lands. According to the data of ancient authors, the Vandals, or Vandils (one of the Germanic tribes), lived along the banks of the middle Oder. From the II century. AD they move south, and Dio Cassius identifies their localization in the upper part of the Oder basin. In the western part of the Przewor area, in the vicinity of the Elbe Germans, the Burgundians lived. Somewhere within the territory of the Przeworsk culture, there were small Germanic tribes - Garni, Helizia, Manima and Naganarwals, which were part of the Lugian tribal association.

One of the reliable evidence of the residence of the Slavs in the Vistula-Oder region in Roman times was the lexical Slavisms, reliably recorded in the Old English language, the basis of which was laid by the dialects of the Angles, Saxons and Jutes. As you know, these West Germanic tribes moved to the British Isles at the end of the 4th - beginning of the 5th century. Previously, they lived in Jutland and adjacent lands of the lower Elbe basin and clearly had contact with the Slavs. It is interesting that in Old English there was also an ethnonym "Wends".

In Roman times, the Slavs expanded their territory further in the southern and southeastern directions. At the end of the II century. AD the carriers of the Przeworsk culture of Powislenia, crossing the passes of the Carpathian Mountains, settled in the northern outskirts of the middle Danube region. Here the Prešov culture is taking shape, which clearly spun off from the Przewor culture.

Even earlier, in the second half of the 1st century. BC, the Przeworsk population spread to the upper Dniester and the western part of Volyn. As a result of the mixing of this population with the local, recorded by Lipitsky and Zarubinets antiquities, a special group of Przeworsk culture is formed here - Volyno-Podolsk. In the II-III centuries. large masses of the Przeworsk population from the Vistula-Oder region move to the forest-steppe areas between the Dniester and Dnieper rivers, inhabited by Sarmatian and Late Scythian tribes belonging to the Iranian language group. In the III century. East Germanic tribes, the Goths and the Gepids, represented by the Wielbar antiquities, are still moving towards the Black Sea in two streams. In the Northern Black Sea region (from the lower Danube to the Dnieper forest-steppe left bank), a new cultural formation of the provincial-Roman appearance is taking shape - the multiethnic Chernyakhov culture. It is characterized by the relative unity of pottery ceramics and metal products - the products of craft workshops, but by a significant variety of funeral rituals, housebuilding and stucco ware, reflecting the heterogeneous ethnic structure of the population: it included local Scythian-Sarmatians and Geto-Thracians, alien Slavs and Germans.

Handicraft products were distributed throughout the territory of the Chernyakhov culture among its population, regardless of belonging to one or another ethnic group. Numerous finds of Roman coins and "barbarian imitations" testify to the emergence in the Chernyakhov environment of commodity-money relations with internal and external monetary circulation [,]. The presence of trade relations with the Roman world is evidenced by the amphorae, red-lacquered and red-clay tableware, vessels made of non-ferrous metals, glassware, etc., which are often found among the monuments of the Chernyakhov culture.

In different parts of the Chernyakhovsky area, different ethnic processes took place. Thus, according to the concentration of the Velbarsk components, two regions are distinguished - the interfluve of the lower Danube and Dniester and the lower Dnieper, corresponding to two branches of the Goths - the Visigoths (Wezegoths) and Ostrogoths (Ostrogoths). On the right bank of the Dniester, the Goths settled among the Geto-Dacians during the first migration wave, dating from the second half of the 2nd century. So, Jordan reports about major invasions of the Northern Danube tribes into the Roman Empire already in 248 and 251. In written sources of the IV-V centuries. this area is called Gothia. The second wave of migration was made up of the Ostrogoths, whose place of settlement was the lower Dnieper region.

In the area of ​​territorial mixing of the Slavic population with the Scythian-Sarmatian (forest-steppe lands between the Dniester and the Dnieper, the most suitable for agriculture), a Slavic-Iranian symbiosis is taking shape. As a result of the process of gradual Slavization of the aborigines, a new formation is formed, known in historical sources as the Anty - this is an Iranian ethnonym inherited by the Slavic formation that survived symbiosis with the Scythian-Sarmatians. Their monuments make up the Podolsk-Dnieper region of the Chernyakhov culture, in which such elements of housebuilding, funeral rituals and molded pottery are manifested, which have become very characteristic of the early medieval Slavic culture of the Dnieper-Dniester region.

Antes are repeatedly mentioned in the historical works of the 6th-7th centuries. According to Jordan, the Antes inhabited the area between the Dniester and the Dnieper. Using the writings of his predecessors, this historian also covers earlier events. when the antes were at enmity with the Goths. At first, the Antes managed to repel the attack of the Gothic army, but after a while the Gothic king Vinitarius nevertheless defeated the Antes and executed their prince Boz and 70 elders. L.V. Milov pointed out the presence in the Proto-Slavic vocabulary of a complex of terms (prince, squad, lord, merchant, thinness in the meaning of "poverty", golota - "poverty", tribute - "duty", tsyata - "monetary unit") associated with early statehood and an emerging class society. That is essential. that these lexemes are not characteristic of the entire Slavic world, but only the Bulgarian, Serbo-Croatian, Slovenian, Macedonian and Old Russian languages. According to archaeological data, all this refers to the Slavs who came out of the Anta area, and, therefore, the formation of this terminology must be attributed to the Antae. Thus, it can be assumed that Antian society in late Roman times was socially stratified and corresponded to mature forms of military democracy. The Antes created an early state formation, headed by a leader, possibly with hereditary power.

A small group of researchers (I. Werner, K. Godlovsky, MB Shchukin and others) believes. that the Roman civilization did not affect the Slavic world, and in this regard, denies the existence of the Slavs in the area of ​​the provincial Roman cultures of Przhevorskaya and Chernyakhovskaya. According to K. Godlovsky, the model of Slavic cultures of the early Middle Ages in terms of the level of socio-economic development is much lower than that observed in provincial-Roman cultures. it is close to the cultures of the population of the forest part of the upper Dnieper region of the first half of the 1st millennium AD, and here it is necessary to localize the Slavs of the Roman time. This idea clearly contradicts the data of archeology and hydronymics, which clearly demonstrate that these lands belong to the Baltic ethno-linguistic community [,].

To date, science has collected a lot of facts that fairly reliably testify that at a certain stage the Slavs lived in the vicinity of the Roman world and mastered a number of elements of its culture. Researchers have repeatedly drawn attention to the impact of Roman civilization on some aspects of Slavic folk life. So, there is no doubt that the name of the calendar cycles (kolyada, rusalia, etc.) was adopted by the Slavs from the Romans back in the general Slavic period. Analyzes of the early medieval ceramic material carried out by Czech researchers D. Bialekova and A. Tirpakova showed that the vessels were made in accordance with Roman measures even at a time when the Slavs lived north of the Carpathians.

As a result of studying the toponymy of Greece and the vocabulary of the Greek language, significant conclusions were made by F. Malingoudis. The toponymy of the Peloponnese, Epirus and the western part of mainland Greece and the vocabulary of the local population attests to the entire spectrum of Slavic agricultural terminology, from the cultivation of arable plots (field, harrow, yoke, hoe, uprooting, burning, etc.) and ending with harvesting and threshing grain ( sickle, scythe, current, threshing floor, threshing, etc.). To this can be added the presence in these regions of such Slavic lexemes as ryo, millet, garden, plum, etc. The Slavs who came to Greece were already familiar with water mills, well known in the provincial-Roman world; harrows adapted for cultivating arable fields on flat terrain (before that the Greeks knew a different type of harrow, more suitable for working on foothill and mountainous lands); scythes, sickles and hoes of those types that were characteristic of provincial-Roman cultures. Acquaintance of the Slavs who settled in the VI-VII centuries. on the territory of Greece, with the Roman culture, it manifested itself not only in agricultural vocabulary, but also in terminology associated with construction, processing of metals and wood, weaving, fishing and beekeeping. It is quite obvious that such a situation could take place only if the Slavs lived in this area for a long time.

It is now clear that the opinion, which was recently widespread in the literature, according to which the area of ​​the initial residence of the Slavs should be distinguished by the greatest concentration of Slavic hydronymics or purely Slavic water names, is erroneous. In fact, the areas of concentration of hydronymics of a particular linguistic affiliation reflect the migrations of these ethnic groups. The typically Slavic names of the waters also do not indicate the antiquity of the settlement by the Slavs of the particular area mentioned, these may be regions of their late development. For the study of the ethnogenesis of the Slavs, the stratigraphy of Slavic hydronymics is essential, which long time did not lend itself to development. When studying the water names of Ukraine, O.N. Trubachev identified a layer of archaic Slavic hydronyms. However, they can refer to different periods of Proto-Slavic history, and, judging by the presence of identical names on the Balkan Peninsula, the most recent of them belong to the beginning of the Middle Ages. Consequently, the area of ​​these archaic hydronyms cannot in any way correspond to the ancestral home of the Slavs, as some researchers believe.

When the foundations of the language of the Slavs were laid, they lived in the area of ​​ancient European hydronyms and used them. It took time for the appearance of the Slavic toponymy proper. The stratum of the earliest Slavic hydronyms is formed by the ancient European names of waters, formalized with the help of Slavic formants, suffixation, ablautations, etc. They have been identified and recently described by the German linguist Yu. Udolph. Their range is the land north of the Carpathians (basins of the upper reaches of the Oder and Vistula) and east - to the right bank of the middle Dnieper, which corresponds to the territory developed by the Slavs in Roman times, as it is outlined according to archaeological data.

Chronologically, the residence of the Slavs in Roman times in the provincial Roman area coincides, according to the periodization of F.P. Owl, with the middle stage of the evolution of the Proto-Slavic language. At this time, serious changes take place in its phonetics (palatalization of consonants, elimination of some diphthongs, changes in consonant combinations, consonant drops at the end of a word), and the grammatical structure evolves. There is every reason to believe that such phenomena were primarily due to the interaction of the Slavs with other ethnic formations. This fully corresponds to the situation that is being reconstructed according to archeological data. The closest intraregional contacts, as archaeological materials indicate, were maintained by the Slavs with the Germanic tribes, and it was at this time that the Slavic vocabulary was supplemented by a significant number of borrowings from their language [,].

At the end of the IV century. the development of provincial Roman cultures - Pshevorskaya and Chernyakhovskaya - was interrupted by the invasion of warlike nomadic tribes - Huns. The northern Black Sea region and areas north of the Carpathians were devastated. Handicraft centers ceased to function, supplying the population of a vast area with their high-quality products, among which a significant part were Slavic farmers. It was impossible to restore the previous production: the artisans either died during the Hunnic invasion, or together with the Germans left for the Roman Empire. Only "itinerant artisans" continued to work, retaining some skills. There is a sharp decline in culture, life and economy - the level of material culture of the Slavs at the beginning of the Middle Ages was much lower than the provincial-Roman level.

The situation was aggravated by a significant deterioration in the climate. As you know, the first centuries of our era in climatic terms were very favorable for life and agricultural activity - the basis of the economy of the bulk of the Slavs. And archeology clearly testifies to a significant increase in population at that time, a noticeable increase in the number of settlements and the development of farming techniques. From the end of the IV century. a sharp cold snap set in in Europe. The 5th century was especially cold, when the lowest temperatures in the last 2000 years were observed. A sharp increase in soil moisture was noted, which was caused by both an increase in precipitation and the transgression of the Baltic Sea. The level of rivers and lakes has risen, groundwater has risen, swamps have grown. Many settlements of the Roman period were flooded or flooded, and arable land was unsuitable for agriculture. Significant masses of the population were forced to leave the Vistula-Oder region - the "great Slavic migration" began.

The settlement of the Slavs over a wide area led to further cultural and dialectal differentiation (Fig. 4). In the southern part of the area of ​​the Przeworsk culture, where the Celtic substratum participated in the ethnogenesis of the Slavs, the Prague-Korczak culture takes shape. Since the turn of the 5th-6th centuries. its carriers inhabit the basin of the Upper and Middle Elbe in the west. Volhynia and Pripyat Polesie in the east. In the northernmost regions of the Vistula-Oder basin, on the basis of the Venedian part of the Przewor culture, the Sukov-Dziedzitskaya culture is formed, the carriers of which gradually spread in the area adjacent to the Baltic Sea (from the lower Elbe to the Vistula). There is a noticeable ethnographic difference between these early medieval formations, manifested in the technique of house-building, funeral rituals and forms of molded ceramics and temple decorations (the latter dates back to the 8th-12th centuries).


Rice. 4. Settlement of the Slavs at the beginning of the Middle Ages (V-VII centuries)

The Slavs, who left the Vislensky region and settled in the 5th-6th centuries, are an offshoot of the Venedian group. in the northern part of the East European Plain among the local population belonging to the Baltic and Finno-Ugric language groups. Intraregional interaction of the newcomer population with the aborigines began. This process continued for several centuries and ended with the Slavization of the Balts and Finnish-speaking inhabitants. The cultures of the Pskov long burial mounds (Krivichi Pskov) and the antiquities of the Uzmen type (Slovenian Ilmenian) belong to the early Middle Ages in the Pskov-Ilmensky Territory, in the Polotsk Podvinye and Smolensk Dnieper region - the Tushemlinskaya culture (the future Smolensk-Polotsk Krivichi - Volodymyr culture.

In the forest-steppe part of the Dniester-Dnieper interfluve in the 5th century. the Penkovo ​​culture is taking shape. Its carriers were the Antes - the descendants of the Chernyakhov population, who soon expanded their territory at the expense of the left-bank part of the middle Dnieper region (up to the upper reaches of the Seversky Donets) and in the west - to the lower Danube, where, together with the local romanized population and the Slavs of the Prague-Korchak group that had infiltrated here formed the hypothetical-Kindesh culture. In the works of Byzantine historians VI-VII centuries. there are fragmentary news about the life and deeds of the ants.

During the pogrom of the Chernyakhov culture by the Huns, a large group of its agricultural population moved to the middle Volga, bringing there provincial Roman arable tools and cultivated plants. On the territory from Samarskaya Luka to the lower Kama, the Imenkov culture developed, the subsequent history of the population of which leaves no doubt that it belongs to the Slavic ethnos. Back in the 10th century, when the Turkic-speaking Bulgarians already dominated the middle Volga, Ibn Fadlan, who visited these lands as part of the embassy of the Baghdad Caliphate in 922, calls this country Sakaliba, and Almush, the khan of Volga Bulgaria, “the king of Sakaliba”. "As-Sakaliba" - this is how Eastern medieval historians and geographers called the Slavs.

On the middle Danube, the first Slavs appeared together with the Huns. The influx of the Slavic population into these lands was more numerous in the context of the powerful Avar migration. Since the last decades of the 6th century. in the area from the Vienna Woods and Dalmatia in the west to Potisia in the east, the Avar culture emerged. Its creators were not only the Avars, but also the larger tribes that were subordinate to them or were included in the conglomerate as allies. The most numerous part of the population of the Avar Kaganate was made up of the Slavs.

The earliest news of the movement of the Slavic population to the Balkan Peninsula dates back to the first half of the 6th century, but it is possible that small groups of Slavs settled in this region even earlier. It was inhabited by ethnically variegated inhabitants (various Illyrian and Dacian-Thracian tribes, romanized or Hellenized in some places), and was part of the Byzantine Empire. From 578-581 the development of the Slavs and Greece began. The settlement of this vast territory of Southeastern Europe was the result of a wide infiltration of the Slavic agricultural population, as well as numerous Avar-Slavic military raids on the Byzantine lands, when large masses of Slavs settled in the conquered areas. Military incursions created conditions for the subsequent resettlement of farmers. The bulk of the Slavic settlers to the Balkan Peninsula and the Peloponnese were sent from the Danube lands, to a lesser extent from the Carpathian region and the Northern Black Sea region.

Slavs in the 7th century also penetrated the islands of the Aegean and Mediterranean seas and some areas of Asia Minor. As in Greece, here they were gradually assimilated by the locals. On the contrary, on the Balkan Peninsula, their resettlement ended with the Slavization of the local and newcomer Turkic-speaking population. In addition, a small group of Slavs settled on the coast of the Gulf of Riga, where their remains under the name "Venda" were recorded at the beginning of the 12th century. Henry of Latvia.

The last period of the Proto-Slavic history ends with the V-VII centuries. The resettlement of the Slavs in the vast areas of Europe, their active interaction and cross-breeding with other ethnic groups disrupted the common Slavic processes and laid the foundations for the formation of individual Slavic languages ​​and ethnic groups.

LITERATURE

1. Gamkrelidze T.V., Ivanov Vyach. Sun. Indo-European language and Indo-Europeans. Reconstruction and historical-typological analysis of the proto-language and proto-culture. T. 1-11. Tbilisi, 1984.

2. Krahe N. Sprache und Vorzeit. Heidelberg, 1954; Krahe H. Die Struktur der alteuropaischen Hydronymie // Akademie der Wissenschaft und der Literatur. Abhandlungen der Geistes- und Sozialwissenschaftlichen Klasse. Bd. 5. Wiesbaden, 1962; Krahe H. Unsere altesten Flussnamen. Wiesbaden, 1964.

3. Abaev V.I. Scytho-European isoglosses. At the crossroads of East and West. M., 1965.

4. Trubachev O.N. Craft terminology in Slavic languages. M., 1966.

5. Filin F.P. Formation of the language of the Eastern Slavs. M-L., 1962.

6. The collection of the oldest written information about the Slavs. T. I (1st-VI centuries). M., 1991.

7. V.V. Sedov Slavs in antiquity. M., 1994.

9. Braichevsky M.Yu. Roman coin on the territory of Ukraine. Kiev, 1959.

10. Rickman E.A. Money circulation among the tribes of the Dniester-Prut interfluve in the first centuries of our era // Numismatics and epigraphy. T. 9.M., 1971.

11. Abaev V.I. On the origin of the phoneme y (h) in the Slavic language // Problems of Indo-European linguistics. M., 1964; He's the same. Transversions and performance // Ibid.

12. V.V. Sedov Dialectal-tribal differentiation of the Slavs at the beginning of the Middle Ages // History, culture, ethnography and folklore of the Slavic peoples. X International Congress of Slavists. Reports of the Soviet delegation. M., 1988.

13. Toporov V.N. On the Iranian element in Russian spiritual culture // Slavic and Balkan folklore. Reconstruction of the ancient Slavic spiritual culture. Sources and Methods. M., 1989.

14. Vasiliev M.A. Paganism of the Eastern Slavs on the eve of the baptism of Rus. Regional and mythological interaction with the Iranian world. Pagan reform of Vladimir. M., 1999.

16. Kalmykow A. Iranians and Slavs in South Russia // Journ. of American Oriental Society. 1945. V. 45.

17. Milov L.V. RUZZI "Bavarian Geographer" and the so-called "Rusichi" // Domestic history. 2000. No. 1.

18. Godlowski K. Z badan nad zagadnieniem rozprestrzeniena slowian w V-VII w. n.e. Krakow, 1979; Godlowski K. Pierwotne siedziby Slowian. Krakow, 2000.

19. Toporov V.N., Trubachev O.N. Linguistic analysis of hydronyms of the Upper Dnieper region. M., 1962.

20. V.V. Sedov Slavs of the Upper Dnieper and Podvina. M., 1970.

21. Malingoudis Ph. Studien zu den slawischen Ortsnamen Griechenlands. Bd. 1. (Akademie des Wissenschaft zu Mainz. Abhandlungen der geistes-Socialwissenschaft Ii-chen Klasse. 3). Mainz; Wiesbaden, 1981; Malingoudis Ph. Toponymy and History. Observations concerning the Slavonic Toponymy of the peloponnese // Cyrillo-methodianum. Vii. Thessaloniki, 1983; Malingoudis Ph. Fruhe slawische Elemente im Namensgut Griechenlands // Die Volker SUdosteuropas im 6. Bis 8. Jahrhundert. Miinchen 1987; Malingudis F. Slavic-Greek symbiosis in Byzantium in the light of toponymy // Byzantine periodical. T. 48.M., 1987.

22. Trubachev O.N. The names of the rivers of the Right-Bank Ukraine. M., 1968.

23. Udolph J. Hidronimia staroeuropejska i praslowianskie nazw wodne // Xll Miedzynarodowy kongres slawistow: Streszczenia referatow i komunikatow. Jezykoznawstwo. Warszawa, 1998.

24. Shevelov G. A Prehistory of Slavic. N.Y "1965.

25. Kiparski V. Die gemeinslavischen Lehnworter aus dem Germanischen. Helsinki, 1934.

26. Bernshtein S.B. An outline of the comparative grammar of the Slavic languages. M., 1961.

27. V.V. Sedov Old Russian people. Historical and archaeological research. M., 1999.

28. V.V. Sedov Slavs. Historical and archaeological research. M., 2002.

At the end of the report, V.V. Sedov answered the questions of those present at the meeting.

Academician V.N. Kudryavtsev: I have two questions. The Slavs, as I understand it, are an Indo-European community, and the very initial movement was from India, from those places. If so, when was it, at what time? And the second question: you didn't say when the northern and southern Slavs moved.

V.V. Sedov: The Indo-European problem is a separate topic. I adhere to the point of view that the beginning of the Slavs is associated with the Central European cultural community, and the origin of the Indo-Europeans is a completely different question. The most reasoned theory is the origin of the Indo-Europeans from Asia Minor, their settlement in this territory. But there are other hypotheses in science, this has not been finally established.

V.N. Kudryavtsev: When do the original settlements of Indo-Europeans in Europe date back to?

V.V. Sedov: The initial settlement of Central Europe by Indo-Europeans dates back to the III millennium BC. And the chronology of the division of the southern and northern Slavs is the very end of the 1st millennium BC. and the first four centuries AD. This division is provided by the Przeworsk culture - the northern and southern Slavs, who have absorbed the Celtic substrate. Moreover, the later division into Western, Eastern and Southern Slavs is not comparable with this. The Northern Slavs became the basis for the formation of the Polish nationality, the Baltic Slavs and the Northern Great-Rus, who ethnographically stand out very clearly in the peculiarities of the technique of house-building, women's clothing of the 18th-19th centuries. and in dialectology. And the southern groups of Slavs and the Anta branch mainly inhabited the Balkan Peninsula, southern Russia and the northern Black Sea region.

Academician G.A. Month: And how is it determined who are Slavs, who are Goths, who are Germans?

V.V. Sedov: The retrospective method is used here. We are well aware Slavic antiquities early middle ages. They are associated with Old Russian, Polish, Bulgarian culture. And going deeper, tracing the origins of individual elements of material and spiritual culture, one can draw conclusions about the ethnos of certain archaeological cultures. But this cannot be done 100%, because in ancient times there were a lot of ethnic groups that did not reach us.

Academician V.A. Shuvalov: We have heard a very interesting message. As I understand it, you are considering mainly linguistic and archaeological cultural studies to build your own migration schemes, resettlement of the Slavs from the previous tribes. Now science has accumulated a wealth of experience in biological research in the field of the genome, human mitochondria. Having extensive material on the settlement and migration of peoples in ancient times in Africa, Europe, Asia, how to connect the results of biological and cultural research and build more general scheme what you talked about?

V.V. Sedov: Anthropology could provide a lot for the study of ethnogenesis. So far, however, the science of anthropology does not have the opportunity to study Slavic ethnogenesis to the extent that we would like. At present, craniometry and craniology are mainly used in anthropology for detailed ethnogenesis. During the 1st millennium BC and the 1st millennium AD, the Slavs burned their dead, so the researcher does not have such material as anthropology has at his disposal. And genetic and other research is a matter of the future.

V.L. Yanin: I am a longtime advocate of complex methods in science and I am very glad that at last historians, archeologists, linguists have united in one team of the Department of Historical and Philological Sciences of the Russian Academy of Sciences. Such a preface is necessary in order to tell about one specific case (and in the last two weeks I have been listening to V.V.Sedov's report for the second time: the first time he spoke at the university) and to show how these works clarify very difficult problems.

For more than 50 years I had the opportunity to work on excavations in Novgorod, which became famous for the discovery of birch bark letters. The complex of birch bark letters was studied at first purely historically (from the point of view of their content), but at a certain stage of work it attracted the attention of linguists. In Novgorod, for the first time, archaeologists and linguists have come together to jointly solve the problems that have arisen. As a result of the common work, it turned out that for a long time (about 200 years), historians and linguists believed that the single center of settlement of the Slavs was located in the middle Dnieper region. At first, in such a local center there was a common language of the Eastern Slavs. Then, with the beginning of feudal fragmentation, there was a division into dialects, which was aggravated by the Mongol invasion and the borders that arose between the principalities and the lands of Russia. Andrey Anatolyevich Zaliznyak, with whom we have been working together for 20 years on the study of literacy, thoroughly familiarized himself with the peculiarities of vocabulary, phonetics and other grammatical characteristics of birch bark letters, and it turned out that the features inherent in the Novgorod dialect are much more vividly manifested when we descend into the earliest layers - XI, XII, early XIII century. During this period, the Novgorod dialect was characterized by about 30 distinctive features (except for those considered common Russian, Kiev).

What's the matter? The search for analogs began, they led to an indication of the general path of the emergence of dialect features. It was the West, the Western Slavs, there were most of all such analogies. Moreover, they were supported by both anthropological data, and materials from burial excavations, as well as those related to housebuilding, fortification, etc.

As a result, Valentin Vasilyevich Sedov presented us with a general scheme of Slavic ethnogenesis, from which it follows that the dialect spoken by the ancient Novgorodians was introduced by a large group of Slavs who came from Poland to our northwest. It turned out that the development paths of the north and south of Eastern Europe are different, and hence the most important and cardinal idea arose. The Old Russian state (what we call Kievan Rus or Old Russian state) is the result of mutual influence, mutual enrichment of two Slavic traditions, which at first were sharply different from each other.

And I will give an example of such mutual influence. It is known that in culture Ancient Rus there were two important directions: one associated with the worship of the Sun, and the other - the cult of water, Kupala rituals, etc. So, the Kupala rituals arise in the south, where there is the greatest need for water, where there is a lot of sun and little water. And where they turn to the Sun with rituals, this is our north, where there is a lot of water, and sometimes things are bad with the sun. Traditions of this kind also manifest themselves in other areas of spiritual and material culture.

So the works of V.V. Sedova show how important the integration of sciences is and how much it enriches our knowledge.

VC. Volkov: I represent the Institute of Slavic Studies here, and after I heard the report, I cannot but say that Valentin Vasilyevich Sedov is currently the world's largest scientist in the field of research into the earliest phases of the ethnogenesis of the Slavs. But I would like to draw your attention to a somewhat later time, namely, at the early feudal period, when quite bright Slavic peoples were already formed: Poles, Czechs, Bulgarians, old Russian people... And what are we seeing in the Slavic world now? You all know perfectly well that the Slavic world is now going through a very difficult era - I would call it Slavic entropy, that is, the "scattering" of the Slavs. The cultural and historical unity that we were proud of in the past is now being subjected to the most severe attacks.

It has long been noted that when this or that country, this or that nation is experiencing a turning point in its history, mainly tragic, associated even with global changes, then theories and individual ideologists inevitably appear, speaking out with a refutation of the Slavic origin of their peoples. This, I would say, is pseudo-historical literature, not scientific, but generated by the information-psychological war, which actually does not stop throughout the world. Not so long ago in Slovenia, in Ljubljana, a discussion took place: are the Slovenes Slavs or Goths? One of the Bulgarian scientists agreed that the ancient Bulgars, who later formed the Bulgarian state, trace their origin from Tibet. And one of the German scientists suggested translating the Bulgarian alphabet from Cyrillic to Latin. The reaction of the Bulgarians is interesting: the scientist, who had previously been elected an honorary doctor of the University of Plovdiv, was stripped of his title.

I am talking about this because proposals to change the Cyrillic alphabet to the Latin alphabet were heard in our country as well. And here's a completely fresh example. Last week, a "round table" was held, convened within the framework of the Days of Serbian Culture in Moscow, organized by the government of our capital. One of the participants from the Serbian side, a professor, until recently director of the Institute of History of Serbia, spoke with indignation about negative phenomena in Montenegrin science. Montenegro is a small country with a population of 650 thousand people. But in addition to her old Academy of Sciences, she managed to organize a second, the so-called Dublyanskaya Academy of Sciences, which is subsidized by Soros. And now the new academy has come up with a hypothesis that the Montenegrins, generally speaking, are not Slavs, but the Slavic population of the ancient Balkans, supposedly always serving as a kind of barrier between East and West. From whom the Montenegrins in their mountains could defend the West or the East, one can only guess.

Now, for example, in Kiev, and in Minsk (today we listened to the president of the Belarusian Academy of Sciences), their own interpretations of the Old Russian people have also appeared. They say that this is a myth, there was no ancient Russian nationality, but initially there were Ukrainians and, say, Belarusians. That is, there is an attempt to make its history more ancient. I draw your attention to this in connection with the fact that the problem raised today in V.V. Sedov, has, in addition to scientific, also of great political and moral and ethical significance. After all, if historical science develops, in particular in Ukraine, in the outlined direction and at the same pace as now, then in the next generation the population of Ukraine may become hostile towards Russia.

In conclusion, Academician G.A. Mesyats thanked the speaker for the excellent scientific report, appreciated his contribution to national science, and also recalled that in the recent past he was awarded the Demidov Scientific Prize.

2021
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